Thursday, January 6, 2011

Climb Every Mountain - Sam Harris's "The Moral Landscape"

Book cover, courtesy of
samharris.org
The market for manifestos isn't what it used to be.  Take The Communist Manifesto for example, first published as a book in 1848 and serialized in a German-language newspaper in London, it was within a few years translated into several languages and reprinted many times.  Yet it's hard to imagine a publisher picking it up today, not so much because of its explosive political content, but because it weighs in at under 100 pages, at least that's about the size of the 1998 Signet Classics edition.

So even a best-selling author like Sam Harris had some finagling to do to get his recent, The Moral Landscape, which is at its core a short manifesto calling for science to re-engage in the debate over human values, published as a book.  What would have been a clarion cry of "to the barricades" to dislodge the religious monopoly over the divining and devising of moral frameworks, becomes, as a result of market necessities, a longer and less focused work.  Harris's central premise does shine through, even somewhat obscured by the extras that he tosses in to bring the book to a requisite, consumer-friendly 300 pages or so.

The author states clearly at the outset what he aims to accomplish: "The goal of this book is to begin a conversation about how moral truth can be understood in the context of science."

Sam Harris, courtesy of
samharris.org
If all Harris had hoped to do was to start a conversation, then I would have to confess that he would have had me at "hello".  Harris, of course, is best known as one of the quaternion of celebrity atheists who have collectively reframed the discussion concerning the role of religion in society and have called into question the legitimacy of all versions of that God-centered enterprise.  Smart, handsome and well-spoken, he reflects the particular strengths of his three comrades-in-non-belief: part scientist, as is The Selfish Gene biologist Richard Dawkins, part philosopher, as is Breaking the Spell scholar Daniel Dennett and part rhetorician, as is God is Not Great pugilist Christopher Hitchens.

As it turns out, Harris is interested in much more than simply starting a conversation about human values.  In the first chapters of Landscape he outlines a program for seizing the moral high ground from those who have traditionally occupied it, namely theologians and religious leaders, and to do so in spite of the dismissive criticism of moral relativists in academia and elsewhere, who feel that any claim of universal moral truth is fundamentally misguided and that the search for such truth violates some prime directive of anthropological studies which grants equal moral status to all cultures unconditionally.

David Hume, historian and
philosopher (1711-1776)
It is an uphill battle Harris has taken on, made even more difficult since the likes of Enlightenment philosophers, such as David Hume, who is famous for his early identification of the so-called is-ought problem, and of 20th century philosophers, such as G. E. Moore, who would characterize Harris's thinking as a naturalist fallacy, stand in his way.

So, how does Harris address these considered criticisms from philosophical quarters?  He, first and foremost, unabashedly embraces moral realism, insisting that propositions about ethics refer objectively to the properties of things, specifically that "meaning, values, morality and the good life must relate to facts about the well-being of conscious creatures - and, in our case, must lawfully depend upon events in the world and upon states of the human brain."

What distinguishes Harris from his predecessors in their pursuit of a long-sought grounding of a utilitarian system of ethics is his insistence that the field of neuroscience, in which he holds a recently minted Ph.D., will assist us in finally separating the chaff of mere opinion about the nature of human and animal suffering from the wheat of scientific fact.  This is the tantalizing promise that Landscape, as manifesto, provisionally holds forth, but, unfortunately, one on which Landscape, as a book, ultimately fails to deliver.

Harris's article (PDF) in
Annals of Neurology
Only well into the final chapter does the author concede, "I have said very little in this book about the current state of psychological science as it relates to human well-being."  This comes as a remarkable and belated admission.  Much neuroscience has indeed been discussed in the course of the book, but it is the neuroscience of belief and not of happiness that has occupied Harris's attention in the intervening pages.  Why this is so is less of a surprise when one learns that Harris's dissertation research has been used extensively in Landscape, as he notes in his acknowledgement.  Now Harris's scientific investigation of the neural correlates of belief, disbelief and uncertainty is unquestionably interesting stuff, but it is only marginally related to the argument concerning a theory of values that he is supposed to be making.

[Doctoral students dream that their dissertations will see widespread publication.  Best-selling authors such as Harris, though, have the means to make this dream come true by including that work in a larger book.  As an erstwhile graduate student I must say that I sympathize with this temptation.]

Official portrait of NIH
Director Francis Collins
The other significant diversion results from Harris's decision to include an extended critique of religion here as well, very much a continuation of the carefully crafted assault that he launched with his first book, The End of Faith.  Again, it is not for disagreeing with Harris about the failings of religion that I object, but because I don't find much of what he has to say in this regard relevant to his the stated thesis of Landscape.

Take for instance the protracted excoriation of Francis Collins, director of the National Institutes of Health and a former leader of the Human Genome Project, who also happens to be an "unrepentant" (as far as science is concerned) born-again Christian.  To be sure, it is perplexing how a scientist as accomplished as Collins can reconcile his reliance on a rational system of understanding the world with his conviction that God has specifically meddled in the process of human evolution.  Nonetheless, whether Collins is simply a misguided thinker or whether, by setting a bad example, he disqualifies himself from holding a position of significant scientific authority, has little to do with presenting the case for the science-based values agenda that Harris has proposed as his stated goal.

In spite the structural flaws resulting from this kind of padding, I feel that Landscape succeeds as an important political tract.  To see why I say this it is useful to reflect on a brief history of the "values" debate that rages between science and religion.

Charles Darwin by Julia
Margaret Cameron
For the better of the past several millennia, religion has ruled the roost as far as pronouncements on morality goes.  It still does.  Inroads have been made by science, beginning most notably in the Renaissance when the view of the universe centered on Earth and on man was called into question.  Not explicitly an attack on the existing moral order, the discoveries of Copernicus and Galileo cast doubt on the legitimacy of religion's claims to exclusive authority over important philosophical matters.

With the publication of On the Origin of Species in 1859, Charles Darwin brought this simmering confrontation to a head.  In one respect the appearance of his theory of evolution signaled the beginning of the utter routing of religion as an arbiter of claims concerning the physical world, although, admittedly, keepers of the faith such as Francis Collins persist in offering a significant  "God of the gaps" rearguard resistance.  Yet the near elimination of religion from the battlefield of science, left believers ensconced as the uncontested rulers of the realm of morals and values.

In an attempt to settle the issue once and for all and to thwart the reintroduction of religion into the U.S. secondary school curriculum under the guise of a so-called theory of Intelligent Design, in 1997 Stephen J. Gould fashioned a truce of sorts, that goes by the name non-overlapping magisteria (NOMA).  Gould's division of the world into separate domains - one with morality and values as the province of religion, and one with nature as the province of science - was widely accepted in a Rodney King, "can we all just get long?" kind of way.

Missouri Compromise Line
The problems that plague NOMA, though, are not unlike those that beset the Missouri Compromise after it was enacted into law in 1820.  For those unfamiliar with this episode of American history, the smoldering disagreement over slavery, hardly resolved by the concessions of the Constitution of 1787, flared up again as the status of that "peculiar institution" in the newly acquired territories had to be finalized.  By partitioning the map according to agreed upon free and slave-holding domains - the non-overlapping magisteria of that day and age - the Solons of the U.S. Congress had hoped to forestall, if not prevent, a catastrophic internecine conflict.  As the eruption of the Civil War 40 years later demonstrated, they had succeeded only in delaying the inevitable.

In this regard I see Harris with Landscape playing a role similar to that of a firebrand American abolitionist pamphleteer of the mid-19th century, disdainful of a compromise which he feels inappropriately concedes vast territory to the control of forces whose judgement and integrity he considers faulty, and  not the least bit interested in seeking accommodation,  he has decided, in no uncertain terms, to undermine a flawed and fragile truce.

Although Harris's new book may fail in certain ways as an entirely coherent treatment of the question of the the scientific basis of human values, it succeeds quite well as a political and intellectual broadside, shots fired marking the end of a ineffectual "gentlemen's agreement" ceasefire over disputes of moral legitimacy.  In a world where the Taliban and the Tea Party do not demur in staking their own claims on the moral landscape, I for one am very glad that Sam Harris has taken up the battle.

Creative Commons License
Climb Every Mountain - Sam Harris's "The Moral Landscape" by Marc Merlin is licensed under a Creative Commons Attribution-NonCommercial-NoDerivs 3.0 Unported License.
Based on a work at thoughtsarise.blogspot.com.

Monday, December 27, 2010

Black Swan - Mirror, Mirror

Black Swan movie poster,
courtesy of Fox Searchlight
This essay is taken from a note that I posted on FaceBook about Darren Aronofsky's recent film, Black Swan.  It does not contain spoilers.

The films that I have always found most compelling are those that present an intriguing character, one with whom identification is a difficult, but a rewarding, struggle, and send that character off on a journey of personal discovery. Their appeal, in part, has to do with the fact that the hero's quest for transcendence or, as is often the case, redemption suggests the possibility of our own transformation. They offer us a distorted but beguiling mirror in which the hero's hopes and fears and doubts become our own.

Darren Aonofsky's film, Black Swan, succeeds wonderfully as such a film.

The Aronofsky films I have seen - Pi, The Fountain, The Wrestler and now Swan - invite us to enter personally uncharted territory and there to step into the shoes - or slippers, as the case may be - of, respectively, an unhinged mathematician, a disillusioned conquistador, a dissipated professional wrestler and a psychologically scarred aspiring prima ballerina. It is a testimony to the director's skill and his uncanny selection of players, that we quickly begin to identify with these lost souls, in spite of the fact that their lives and their occupations are entirely foreign to us - an accomplishment all the more remarkable in a movie industry that relies on cookie-cutter characters and characterizations for commercial success.

In each of these works Aronofsky dispatches his reluctant hero on a quest, an attempt both to come to terms with a damaging personal history and to transcend the past by reconciling the demands of art or profession or craft with the reality of the world as it is.

For Swan, this journey of transcendence is rooted in a universal artistic challenge, how to move beyond the technical mastery of a medium and take the risk involved in opening oneself up to messy and often unwelcome psychic forces that are the heart of profound artistic expression.

On one level the film is the story of Nina Sayers (Natalie Portman), a beautiful and talented young ballerina who is poised to become the principal dancer of an unnamed New York company, and must overcome her slavish good-girl commitment to mechanical virtuosity and tap into dangerous emotional currents that emanate from her unexplored sexuality and a toxic relationship with a controlling, ever-watchful mother (played magnificently by Barbara Hershey).

On another level, Swan is a tale of the director's own struggle to put his mastery of the medium of film in service to the telling stories that are not only exquisitely crafted, but also emotionally compelling. Aronofsky's abundant skills are on display as he demonstrates a cinematic range that encompasses both the glossy presentation of lavishly staged ballet as well as the gritty exposition of the intimate details of Nina's personal ordeals. In doing this Aronofsky reminds us that for him the life of genius - and not only artistic genius - is a ongoing flirtation with insanity, a ceaseless effort to locate and occupy the razor's edge that is the wellspring of creativity.

Finally, Swan is a mirror of Natalie Portman's own trajectory as an actor. Poised, as her character Nina is, at a juncture in her career where accomplishment beyond mere technical excellence beckons, Portman has dared to take on a very different role, one that demands that she expose herself, both emotionally and sexually, in order to discover her true potential. This actress is determined to put away childish things - like so many stuffed animals tossed down a trash chute - and declare herself as a performer who can draw on both the light and the dark aspects of her nature.

So Black Swan is all of these, a story about a troubled young ballerina, a story about its director, Aronofsky, and a story about its star, Portman. It is a hall of mirrors, which teases and disorients us by confusing the real world with the imagined. Perhaps most importantly, it is a hall of mirrors in which we are invited - every now and then - to catch a glimpse of ourselves.  In this regard, in a small way, it is also a story about us.

Creative Commons License
Black Swan - Mirror, Mirror by Marc Merlin is licensed under a Creative Commons Attribution-NonCommercial-NoDerivs 3.0 Unported License.
Based on a work at thoughtsarise.blogspot.com.

Tuesday, December 14, 2010

A Conceptual Introduction to the Measurement Problem of Quantum Physics

This is the fourth and last in a series of essays to be used as background for the Atlanta Science Tavern discussion Quantum Physics and Consciousness. It began with this introductory post.

At the heart of the controversy concerning quantum physics and consciousness - raised by the What the Bleep Do We Know!? movie - is a conundrum that goes by the name the measurement problem.  My intention here is to introduce this problem to people not steeped in quantum physics.  I will try to do this while remaining faithful to the concepts that I believe are central to the discussion at hand..

Sextans A, member of the
Local Group
Systems
One of the pervasive concepts in physics is that of a system.  It is an abstraction that is used to refer to something as small as an electron orbiting the nucleus of a hydrogen atom or something as large as our own Milky Way orbiting the gravitational center of the Local Group of more than 30 galaxies.  It can represent something as simple as a pair of photons, particles of light, entangled in a quantum pas de deux, or as complex as a human brain, a wet, warm, messy computational engine, sporting over 1,000 trillion synaptic connections.  Even (Austrian) cats have been recruited in the service of constructing such hypothetical systems.

There is an important assumption regarding a system and that is that it can be regarded as independent or free-standing.  In other words, it is meaningful to discuss a system, at least for limited purposes, as though it exisits in isolation from the rest of the world.  Without this idealization the scientific enterprise as we know it would be doomed, mired in complexity.  Nonetheless, we should keep in mind that it is an approximation.

A gyroscope as a
demonstration of angular
momentum
Properties and States of a System
Ultimately the goal of a physical theory is to offer an accurate description of the behavior of a system over a period of time.  Such a description emphasizes what are considered to be significant properties, features either of the system as a whole or of its constituent parts.

Most notable among these properties of a system (or its parts) are its position and its velocity.  Less concrete, but no less significant, is the property of a system which we call as its energy.  Other properties include mass and electrical charge and quantities having to do with a system's rotational motion, namely its angular momentum or spin.  Modern physics has added a large number of much less familiar properties to this list of quantities used to describe systems.

For our purposes, it is not so much important to know what each of these properties means individually, as it is to understand that they can be used collectively to create a "snapshot" of a system, which defines what is called its state.  One can think of the state of a system as way to designate an enumeration of its properties and their corresponding values at a particular instant in time.

Measurement in General
Measurement can be seen as the process by which the properties, and hence the state, of a system are discovered.  We typically imagine this as involving some sort of measuring device or apparatus, a ruler, a telescope, a radar gun, or a thermometer, for example, but in a very austere sense measurement may involve any kind and any size of physical "probe", used to determine a value for a property of a system.

Measurement in Classical Physics
In classical physics the measurement of the properties of a system, although perhaps technologically challenging, is philosophically straightforward.  A measuring device can, in theory, be refined to obtain an arbitrarily precise value for a property, while at the same time inducing an arbitrarily small amount of disruption to the system as a whole.

Collectively these measured properties, drawn from a continuously-varying range of values, define the state of the system, which is, in principle, indifferent to the effect to the act of measurement.

Bohr atom with
energy levels
Measurement in Quantum Physics - First Twist
Quantum physics adds some unexpected twists to the classical theory of measurement.

For purposes of concreteness, but without loss of generality, we will use the example of a hydrogen atom consisting of a lone electron in orbit around a single proton.

It turns out that when we measure the energy of the orbiting electron we obtain not a continuous range of values, but a discrete set of values, the so-called energy levels of the system.  These fixed amounts, or quanta, of energy - from which the theory derives its name - represent a departure from the classical view of the world in which quantities like energy were assumed to vary continuously

Interestingly enough, and consistent with classical theory, repeated measurements of the energy of the electron yield the very same answer.  Furthermore, measurements of certain "compatible" properties, such as its angular momentum, leave the system undisrupted, and subsequent  measurements of the electron's energy are unaffected.

All hell breaks out, though, when you go to measure something else.

Measurement in Quantum Physics - Second Twist
For example, if you start with a hydrogen atom in a known energy state and measure, say, the position of its electron, then the result of a subsequent measurement of its energy is no longer determined, but may take on any value from the range of allowed energy levels.

In fact the measurement of an "incompatible" property, no matter how carefully made, disrupts the system.  Contrary to classical expectations, the disrupted electron is described as then occupying not one but a multiplicity of energy states, and its amount of "participation" in each of these states determines the probability that the corresponding energy level will be measured the next time around.

Troubling as this is finding may be for measurements of energy, it is even more unsettling to consider that this inevitable mixing of states also applies to measurements of position, the implication being that the electron can find itself, to a greater or lesser degree, at a multiplicity of locations!

DVD cover for Tom
Stoppard's "Rosencrantz
& Guildenstern" Are Dead
Measurement in Quantum Physics - Bottom Line
Unlike measurement in classical physics which can be consigned to a secondary - and diminishing - role, measurement in quantum physics insists on playing a leading one.  The choice of which properties to measure and the order in which these measurements are conducted unavoidably effect the system under observation.

It turns out that the act of measuring specific properties, most significantly energy, places a system in a stable state, referred to as a stationary state or eigenstate, in which values of those properties and compatible ones persist indefinitely.  Intervening measurements of incompatible properties, though, force the system into a configuration that is a mixture of these stationary states, called a superposition.  Although the outcome of individual measurements on a system described by a superposition is unpredictable, their statistical distribution is entirely determined.

A digital multimeter
The Measurement Problem
Since measurement is not a particularly important process in classical physics, it hardly commands a lot of attention.  But in quantum mechanics, measurement is a first class feature of the theory and so this activity has to be much more carefully considered.

First and foremost, what does it mean to say that a measurement has occurred?  Does this happen when a measuring device interacts with the system being investigated?  What distinguishes these "measurement" interactions from other  routine interactions between the system and its environment?

To the extent that the act of measurement is, itself, a causal chain of events described, ultimately, by quantum theory, when, if ever, can we say that it concludes?  Does a measurement end, for example, when photons of light refelected off an LCD display strike the the retina of the experimenter working in her lab?   What if the experimental data is collected autonomously and stored on-line?  Does the measurement finally occur when the data is downloaded and viewed by the experimenter on a remote computer?

Furthermore, what is the detailed mechanism involved in transforming the quantum mechanical superposition of states into a single eigenstate state, which is characterized by the measured value of a property such as energy?  How does this collapse of the wave function (an alternative name for this superposition of states), take place?

Enter Consciousness
These are some of the puzzling questions that have given rise to the variety of interpretations of quantum physics in circulation.  Consciousness enters the picture because some people believe that it may be the critical feature that distinguishes measurement from other physical processes.

So consciousness is, to some extent, reasonably offered as a potential "solution" to the measurement problem of quantum mechanics.  Be that as it may, it is one thing to suggest that consciousness is implicated in the collapse of the wave function, and quite another to insist it is a mechanism that allows us to project our will and desires on the physical world.  This is the leap that the movie What the Bleep takes and this is why its claims are so controversial.

Creative Commons License
A Conceptual Introduction to the Measurement Problem in Quantum Physics by Marc Merlin is licensed under a Creative Commons Attribution-NonCommercial-NoDerivs 3.0 Unported License.
Based on a work at thoughtsarise.blogspot.com.